Skip to Main Content
← Back to Jobs

AML Analyst

Real Soft Inc. Summerville ,SC
  • Expired: over a month ago. Applications are no longer accepted.
Job Description

Client                    : Banking and Financial Industry

Job Title               : AML Analyst

Location               : REMOTE and NJ OR NY OR SC OR PA

Duration              : 4 Months Contract with a possibility of Extension

Description:

·         The AML Analysts within the FIU review system-generated and manual cases for activity conducted by clients.

·         The Senior Compliance Analyst is responsible for managing a caseload of investigations, performing analysis and follow-up and work cases from beginning to completion according to Client’s AML procedures and policies.

·         Cases are generated from sources which include Automated Alerts (EAP, Mantas), and Manual referrals.

 

Responsibilities include:

·         Document and report case review/investigation findings and prepare case files for review (e.g. media search results, copies of statements/checks, results from internal system searches etc.)

·         Conduct research over available Bank systems, the Internet and Databases consistent with the resolution of investigations.

·         Collect and examine financial statements/trade data and other documents to assist in identifying unusual transaction patterns

·         Follow-up with additional Point(s) of Contact (POC) as needed to identify additional information in support of the case.

·         Document all research and analysis conducted in the Case Management System

·         Create Suspicious Activity Reports (SARs); and recommend relationship retention or termination; and track account closures as required.

·         Liaise with other FIU units, ACRM, the Business, CSIS, FIU Legal, GIU, Trade Surveillance, and Law Enforcement, where applicable.

 

Qualifications:

·         Bachelor's Degree required or equivalent experience.

·         1-5 years experience in reviewing customer transactions and information for potentially suspicious activity and performing AML or financial investigations

·         Experience in writing and preparing Suspicious Activity Reports (SARs) in accordance with applicable regulatory requirements preferred.

·         CAMS Certification is a plus

·         Knowledge of the laws applicable to money laundering, terrorist financing, and other applicable financial/securities related crimes (e.g., insider trading, market manipulation), including the Bank Secrecy Act (BSA), The USA PATRIOT Act, US Treasury AML guidelines, OFAC, SEC, FINRA, FRB, FinCEN requirements, and SAR requirements

·         Understanding of complex financial products and transactions including equities, fixed income securities, derivatives, prime brokerage, DVP/RVP, private placement, asset management, hedge funds, security transfers, ACATS preferred.

·         Securities industry experience preferred.

·         Series 7 and/or other FINRA registrations preferred

·         General understanding of Senior Public Figures, Money Service Businesses, Wealth Management and Retail Banking preferred as well as compliance with those business segments.

·         Excellent organizational, time management, and project management skills.

·         Excellent research skills including experience with online search tools.

·         Advanced proficiency in Microsoft Office (i.e., MS-Word, MS-Excel, MS-Access, MS-PowerPoint and MS-Outlook)

·         Strong writing, analytical and communications skills. Must be able to multitask and complete projects on time.

·         Strong Attention to detail and follow-up skills

·         Should be a self-starter, and organized, and must have the ability to work independently, without supervision.

 

With Regards,

Simon Kumar

Sr. IT Recruiter

Diversity Direct/Real Soft Inc.

68 Culver Rd., Suite 100

Monmouth Junction, NJ 08852

Ph: (609) 686-4609 / (609) 300-4573

Email ID: Simon@realsoftinc.com

www.diversity-direct.com

www.realsoftinc.com

Company Description
Incorporated in 1991, Real Soft Inc. (RSI) is a privately held talent agency meeting the talent needs of Fortune 500 firms across the US. We are headquartered in NJ and use recruiters both in NJ and offshore in our facility in Bangalore, India to contact candidates. Any questions or help? Reach us at info@realsoftinc.com. Looking forward to working with you!

Real Soft Inc.

Why Work Here?

Awesome company, good learning experience, Fortune 100 firm on resume

Incorporated in 1991, Real Soft Inc. (RSI) is a privately held talent agency meeting the talent needs of Fortune 500 firms across the US. We are headquartered in NJ and use recruiters both in NJ and offshore in our facility in Bangalore, India to contact candidates. Any questions or help? Reach us at info@realsoftinc.com. Looking forward to working with you!

Address

Summerville, SC
29483 USA

Website