Skip to Main Content
← Back to Jobs

Branch Operations Manager (San Francisco)

Oppenheimer & Co. Inc. San Francisco, CA
  • Expired: 22 days ago. Applications are no longer accepted.

This role is critical to the branch running smoothly and efficiently in meeting service excellence standards, and reports directly to the Branch Manager.


  • Process money movements of funds in accordance with FINRA rules

  • Handles client disbursements and delivery

  • Process cancellations and corrections of orders

  • Oversees the account opening process

  • Works with the Branch Control Officer to ensure compliance with the Firm’s policies and procedures

  • Resolves client service issues

  • Trains and manages operational support staff

  • Acts as liaison between the Branch and all Firm infrastructure areas

  • Assist with Audit preparations

  • Support client onboarding

  • Provides any special support for sales force as requested by Branch Manager


  • Strong attention to detail and accuracy

  • Ability to navigate multiple computer systems, applications, and utilize search tools to find information

  • Excellent verbal, written, and interpersonal communication skills

  • Effective organizational, multi-tasking, and prioritizing skills

  • Able to work independently, proactively and innovatively while exercising sound judgment

  • Intelligent, enthusiastic self-starter with proven ability to work closely with Financial Advisors and other team members

  • High ethical standards

  • Excellent time management skills and anticipates potential issues

  • Strong working knowledge of Microsoft Office suite


  • At least 5+ years of brokerage/financial services experience along with some management experience

  • Series 7, 8 (or 9 & 10 in lieu of 8), 63

Oppenheimer & Co. Inc.


San Francisco, CA