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Paralegal (Hedge Fund)

Northbound Executive Search New York, NY
  • Expired: 18 days ago. Applications are no longer accepted.

Our client, a well-established and highly regarded Hedge Fund in Midtown, NY, is looking to add a paralegal to their Legal & Compliance team!This person will be responsible for drafting dissolution documentation, assisting with legal on-boarding, conducting OFAC checks on the firm's counter-parties, and tracking fund investment restrictions. The ideal candidate will have at least four years' experience in financial services compliance for either a reputable law firm or recognized financial services firm.


RESPONSIBILITIES:
•Assist in managing the Chief Compliance Officer’s workflow; includes developing a working knowledge of matters and participants. It also includes proactively following up on pending items and/or continuous progress.
•Manage the workflows and documents relating to formation, maintenance, and liquidation of U.S. legal entities (LLCs, partnerships, corporations, etc.) for use in investment structures.
•Maintain and manage entity documentation database and corporate minute books.
•Assist the Legal team in the execution and administration of the regulatory Compliance Program, including Code of Ethics and Personal Trading Policies.
•Experience with regulatory compliance platforms.
•Assistance in cooperation with and responding to regulatory inquiries and examinations
•Lead administrative and technical trouble-shooting related projects.
•Assist with signature execution and processing of agreements and other documentation.
•Assist with regulatory filings, including CFTC exemption filings.
•Conduct OFAC checks on counter-parties.

Qualifications:
•Bachelor's degree
•Minimum four years of transnational, litigation, or compliance paralegal experience
•Proficient in MS Office (Excel, Word, PowerPoint, Outlook) and Adobe
•Excellent organizational skills and strong attention to detail
•Must work well under pressure
•Understanding of the financial services industry

Northbound Executive Search

Why Work Here?

A leading executive recruitment firm that connects the most talented professionals with the most sought-after companies in the region.

Northbound Executive Search offers a genuine, hands-on approach to recruiting. We provide both Permanent and Temporary/Consulting recruitment services to companies looking to hire high performing professionals in the NYC metro region. We have been consistently recognized as the premier recruitment firm servicing a variety of industries including Private Equity, Hedge Fund, Asset Management, Investment Banking, Trading, Brokerage, Real Estate, Law Firms, Technology, Media, Entertainment, Insurance and more. Our proven approach, developed over many years of best-in-class recruiting continues to deliver exceptional results for a select group of clients and candidates we serve. From staff level to C-Suite, we partner with our clients across a variety of functional areas including: • Accounting & Finance – Fund Accounting, Corporate Accounting, Reporting, Taxation, Financial Planning & Analysis • Financial Operations - Trade Support, Risk, Quant, Valuation, Business Analysis, Investor Relations, Client Services, Treasury • Legal & Compliance – In-House Counsel and Compliance as well as Associates and Partners at Law Firms including Corporate, IP, Real Estate and Litigation • Office Support – Executive Assistants, Administrative, Reception, Office Management • Human Resources – HR Generalists, Benefits Administration, Talent Acquisition, H.R.I.S. ...and more

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New York, NY
USA

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