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Associate General Counsel

Marshall Graham, LLC
New York, NY
  • Posted: over a month ago
  • Full-Time
Job Description

International Financial Services company is seeking and Associate General Counsel

  • This attorney will focus on providing legal and regulatory advice and guidance.

Responsibilities:

  • Prepare and submit U.S. Securities and Exchange Commission rule filings for the clearing agencies.
  • Provide legal and regulatory advice in the development and structuring of new business initiatives for the clearing agencies; provide legal and regulatory advice on risk issues.
  • Support audit and regulatory examinations relating to the clearing agencies.
  • Research and draft internal memoranda and engage and manage outside counsel on various legal issues and projects.
  • Support relationship with the U.S. Securities and Exchange Commission and the Federal Reserve.
  • Handle membership on-boarding for the clearing agencies, including reviewing U.S. and non-U.S. legal opinions.
  • Prepare non-U.S. registrations as needed for the clearing agencies, responsibility for ongoing monitoring of regulatory requirements of non-U.S. registrations.
  • Handle other legal matters or ad hoc projects as required by senior members of the Legal team.
  • Mitigates risk by following established procedures, spotting key errors, and demonstrating strong ethical behavior.

Qualifications:

  • Minimum of 6 years of related experience
  • JD and current U.S. bar admission

 

The ideal candidate will be a self-starter that finds opportunities to collaborate with colleagues and partners. Experience with analyzing sophisticated issues, exercising judgment, applying critical thinking to tackle problems, and recommending practical customer-focused solutions. Familiarity with U.S. securities and/or banking laws, or legal experience in a highly regulated industry is a plus.

Marshall Graham, LLC

Address

New York, NY
USA

Industry

Legal

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