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Fund Operations & Compliance Analyst

Liquid Strategies LLC Atlanta, GA

  • Expired: over a month ago. Applications are no longer accepted.
Job Description

Summary:
Fund Operations & Compliance Analyst is primarily responsible for all aspects of day-to-day accounting for multiple portfolios, including ETFs, and separately accounts (SMAs). Additional responsibilities include working with the CFO, CCO, and Head of Trading to ensure timely compliance reporting to external parties (Trust CCO, etc…).

Major Responsibilities:

§  Take spreadsheet provided by trader, verify calculations and create supporting document for invoice to client created by yourself.

§  Portfolio accounting processes also include preparing quarterly/monthly (or as directed) billings to Separately Managed Accounts (SMAs).

§  Reconcile AR, accrued liabilities, and other balance sheet accounts as direct by CFO.

§  Reconcile multiple ETF portfolios daily using Advent Custodial Data feeds to ensure positions and cash from custodian and internal portfolio system are in balance and promptly researching and correcting any variances.

§  Reconcile monthly custodial statements to internal portfolio management system.

§  Work trade breaks, identifying exceptions to the prior days trading confirmations, and problems affecting accounting records and prices, communicating to accounting and portfolio (trading) team, and assisting in their resolution.

§  Assist CCO and Trading Director in compiling and filing regular compliance reporting to the ETF Trust CCO.

§  Other duties as directed by the CFO.

Liquid Strategies LLC

Why Work Here?
Great company. Grow with lots of opportunity. Small shop with fantastic working environment.

Founded in 2013 by industry veterans, Liquid Strategies, LLC is focused on managing modern portfolios with embedded overlays designed to make portfolios more productive. We launched Overlay Shares in 2019, with the goal of breaking down barriers of traditional overlay adoption to make our strategy easily accessible to all investors.

Address

Atlanta, GA
USA

Industry

Business

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