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COMPLIANCE SPECIALIST – ENTRY LEVEL

Investor Grit South Jordan, UT
  • Expired: 23 days ago. Applications are no longer accepted.


We are looking for a Compliance Specialist to ensure our company adheres to legal standards
and in-house policies. You will be responsible assisting the Management team and enforcing
regulations in all aspects and levels of business.


A Compliance Specialist is versed in legal guidelines and corporate governance best practices
and open to learning and crafting their knowledge of the industry. They are professionals of high
ethical standards and work diligently to complete their duties keeping in mind the objectives of
the business. You must be comfortable saying “no” when necessary and be result-oriented.
The goal is to preserve the company’s integrity by making sure it stays on a lawful and ethical
course.


Responsibilities
• Assist Management in overseeing control systems to prevent or deal with violations of legal
guidelines and internal policies
• Evaluate the efficiency of controls and improve them continuously
• Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues
• Implement company policies
• Collaborate with corporate counsels, compliance consultant and HR departments to monitor
enforcement of standards and regulations
• Keep abreast of regulatory developments within or outside of the company as well as evolving
best practices in compliance control
• Prepare reports for senior management and external regulatory bodies as appropriate


Qualifications
• Experience as compliance / risk management specialist
• Experience in the seminar industry and knowledge of general standards and regulations when selling to the public a plus.
• Knowledge of reporting procedures and record keeping
• A business acumen partnered with a dedication to legality
• Methodical and diligent with outstanding planning abilities
• An analytical mind able to “see” the complexities of procedures and regulations
• Excellent communication skills
• BS/BA in law, finance, business administration or related field equivalent of work
experience

Investor Grit

Why Work Here?

Small, honest, family-oriented company with an opportunity to grow

Address

South Jordan, UT
South Jordan, UT
USA