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KYC Analyst

Global Employment Solutions Aventura, FL
  • Expired: over a month ago. Applications are no longer accepted.

Job Description:

  • Candidate will be responsible for transaction monitoring and surveillance at the Bank and Broker/Dealer. Research alerts and conduct thorough investigations and document results. Conduct regular surveillance activity as defined by Bank and Broker/Dealer policy and procedures.
  • Analyze transactions and transaction patterns related to Private Bank client activity to identify specific and anomalous activity for AML purposes
  • Perform Due Diligence using proprietary, subscription and public databases, research entities related to the transactions
  • Thoroughly and succinctly document the research and analysis related to the financial activity and related entities for an audience that includes Regulators, Internal Audit, Senior Managers and Internal Compliance


  • Understanding of KYC as it relates to Private Banking
  • Perform trade surveillance in order to identify potential anomalies (e.g. unsuitable trades, SEC Rule non-compliance, etc.)
  • Broad knowledge of securities industry rules, regulations and broker/dealer functions.
  • Knowledge of AML/BSA/OFAC/SEC/FINRA rules, regulations
  • Strong working knowledge of broker-dealer regulations
  • Finance/Banking background
  • Excellent communication skills as evidenced by the ability to concisely and meaningfully explain and support research conclusions, both in written and verbal formats
  • Excellent organization and prioritization skills; follows through to complete deliverables timely
  • Bi-lingual Portuguese (preferred) or Spanish

Global Employment Solutions

Why Work Here?

Global Employment Solutions has over 50 years of staffing experience with clients all over the country. We keep good people employed.

Global strives to be the best at providing our customers and associates with the finest personal service of a local business, while offering a wide range of global resources. Those resources include human resource, staffing, consulting and executive search to inspire and reward our associates and provide superior results to our customers.


Aventura, FL USA
Aventura, FL