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Client Service Associate

Ginsler Wealth
Toronto, ON
  • Expired: October 14, 2022. Applications are no longer accepted.

[THIS ROLE IS AN "IN OFFICE" ROLE, A MINIMUM OF 3 DAYS PER WEEK]


This is an opportunity to play an integral role in a new, independent, wealth-management firm. You won’t find a better opportunity for experience and growth.


In addition to the key duties listed below, the successful candidate will truly act as the “right hand person” to the CEO and Founder.


Ideally, we are looking for a candidate with some experience as a junior investment advisor or registered dealing representative, or part of an investment advisory team performing various supporting tasks relating to client onboarding and ongoing reporting. 


The position will interest a candidate who is looking for a smaller team environment affording a dynamic opportunity to learn and execute the daily tasks required to successfully service clients (investors).


This role will be ideal for a candidate whose future long-term career may be along one of the following paths:

  1. Holistic client service covering financial planning, tax planning, estate planning, insurance planning, investment management; and coordination of all the above for client families.
  2. Marketing strategy and planning, including advertising, social media, branding, events, etc.
  3. Operations leadership, including day-to-day management of the business, including relationships with and management of custodians (and custodian systems), portfolio management system, account administration (opening, closing, money movement, etc.)
  4. Systems and technology leadership – implementing and adapting systems to provide the best client experience (for both external clients and internal team members).


There are many career paths this role can lead to for the successful candidate.


Responsibilities may include:

  • Main "day to day" liaison between the firm and its clients
  • Proactively identifying client needs and offering appropriate solutions
  • Preparing account related forms to assist our client onboarding and management activity
  • Managing client documentation and files to ensure documents are up to date and that there are no document deficiencies
  • Managing the relationship and working collaboratively with the firm's custodian and other key external partners
  • Preparing meeting packages for prospects or existing clients
  • Performing tasks relating to various compliance obligations with respect to client service (AML screening, tax reporting, KYC annual updates, etc.)
  • Maintaining up to date knowledge on the industry (e.g., securities regulation and anti-money laundering) and company policies, products, and procedures
  • Assisting in the creation of marketing materials, and managing the company's website and social media activity
  • Editing and promoting “The Unlimited Podcast by Ginsler Wealth” – Descript experience an asset
  • Preparing meeting packages for prospects or existing clients
  • Participating in special projects and assignments
  • Demonstrating a strong code of ethics while adhering to and protecting client privacy 


Qualifications

  • Meticulous attention to detail
  • An undergraduate degree from a reputable University
  • Preferably 3+ years of professional work experience in a related role
  • Flexibility and adaptability in a dynamic, fast-paced team environment
  • High level of professionalism
  • Proficiency with MSOffice (Excel, Word, PowerPoint)
  • Proficiency with CRM and other systems
  • Superior interpersonal skills with both clients and colleagues
  • Great organizational skills and a dependable nature
  • The ability to handle confidential information
  • Excellent verbal and written communication skills
  • Ability to prioritize, multitask, work within time constraints and follow-up
  • Aptitude with numbers and exceptional problem-solving skills
  • Experience with graphic design, podcast production and editing, or other related multimedia skills
  • Marketing and communication experience within a corporate environment
  • Familiarity with the Canadian regulatory environment in connection with investment accounts (accredited investor, permitted clients, various account types – individual, joint, corporate, registered accounts, IPP, ITFs, etc.)
  • The ability to be registered as an Associate Portfolio Manager with the OSC (successful completion of Level 1 of the CFA program or pursuing the CIM designation) and/or a Dealing Representative with the OSC (successful completion of the CSC and other proficiency requirements).


We thank all interested candidates; however, we will only be able to respond to candidates we wish to engage in the process.

Ginsler Wealth

Address

Toronto, ON
CAN

Industry

Business