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Audit Supervisor Global Banking & Markets North America Audit Team

Discovery Solutions, Inc.
Charlotte, NC
  • Posted: 12 days ago
  • Full-Time
Job Description


One of the world's leading financial institutions, serving individuals, small- and middle-market businesses, large corporations, and governments with a full range of banking, investment management and other financial and risk management products and services.


Charlotte, NC

Candidate can also live in New York, NY


The role sits within the AMRS Global Banking and Markets Corporate Audit team at a VP level and involves working closely with the teams in the APAC, EMEA and Latam regions.

The role involves playing a lead role in the audits of Global Markets front office and control functions. We expect the individual to work as an individual contributor or as an

Auditor In-charge on regional / global audits and conduct testing independently but maintain ongoing interaction with the other regional audit team. In particular:

  • Develop an audit plan (e.g., audit scope, audit test plans) based on detailed evaluation of process/business risks & controls. Perform high-quality audit test execution. Clearly and accurately document the execution of specific audit procedures as defined by the projects objectives and planned audit approach. Engage with business stakeholders to agree on potential issues / control gaps. Drafts quality and timely audit reports supporting audit opinions and share results with audit and business leaders. Direct and mentor junior team members. Ensure timely completion of audits.

  • Demonstrate professionalism and competence. Stay informed of current economic developments, applicable regulations, risk, processes, and controls relevant to Global Markets and Finance.

  • Exercise critical and out of box thinking, analytical skills and professional judgment to influence business partners, senior business managers and peers. Help business partners to balance their business strategy with appropriate risk management controls.

  • Work in a very detailed manner as well as look broadly across a population and develop connections and themes identifying risks and concerns.

The Team:

The team provides audit coverage of Global Markets business globally, including Finance/SOX in AMRS. This is a high visibility role and requires engagement

with both global and regional stakeholders across various businesses and functions within the Global Markets Business.


Required Skills & Experiences:

  • Bachelors degree and/ or relevant experience
  • Minimum 3-4+ years of Audit, Risk, Business Control, Compliance, Finance or other relevant experience
  • Ability to plan, execute and evaluate audit test plans within a risk based audit methodology.
  • Sound organizational, analytical, oral and written communication skills.
  • Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.
  • Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility and intellectual curiosity.
  • Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information.
  • Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns.
  • Ability to juggle multiple work efforts and to quickly change direction, as needed
  • Proficiency in Microsoft Office Products
  • Ability to converse with management on all levels
  • Excellent written and oral communication skills, ability to converse with management on all levels.

Desired Skills & Experiences:

  • Familiarity with Global Markets - Fixed Income, Currencies and Commodities lines of business, including trading and hedging strategies, supervisory procedures, P&L explain/attribution, Independent Price Verification, Sarbanes-Oxley, risk management, operational processes and regulatory landscape strongly preferred.
  • Audit or risk control risk/controls background in financial services
  • Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access)
  • Advanced degree
  • CPA/CIA/FRM/CFA preferred
  • Strong presentation skills

Discovery Solutions, Inc.


Charlotte, NC


Finance and Insurance

View all jobs at Discovery Solutions, Inc.

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