As Director, RBC Wealth Management Canada Compliance, you will play a key leadership role in ... Adaptive to driving and responding to change management. Nice-to-have * Completion of industry ...
As Director, RBC Wealth Management Canada Compliance, you will play a key leadership role in ... Adaptive to driving and responding to change management. Nice-to-have * Completion of industry ...
The Director, Change Management, Wealth acts as lead and primary contributor to the Wealth Change Management Office's mandate, partnering across Manulife Wealth and Manulife Private Wealth business ...
The Director, Change Management, Wealth acts as lead and primary contributor to the Wealth Change Management Office's mandate, partnering across Manulife Wealth and Manulife Private Wealth business ...
Minimum 5 years in Leadership/Management role and RBC cross functional business experience/exposure, IS preferred * 7+ years financial industry experience specifically in and Investor Services/Fund ...
Minimum 5 years in Leadership/Management role and RBC cross functional business experience/exposure, IS preferred * 7+ years financial industry experience specifically in and Investor Services/Fund ...
The Direct Investing platform represents RBC's commitment to democratizing wealth management and ... Strong knowledge of change management, risk management, and Software Development Lifecycle (SDLC)
The Direct Investing platform represents RBC's commitment to democratizing wealth management and ... Strong knowledge of change management, risk management, and Software Development Lifecycle (SDLC)
Leads all change management, communications and engagement efforts for the Chief Technology Officer ... The Director plays a key role in aligning the Bank's vision, strategy, and priorities by building ...
Leads all change management, communications and engagement efforts for the Chief Technology Officer ... The Director plays a key role in aligning the Bank's vision, strategy, and priorities by building ...
RBC Borealis is seeking an experienced Director of AI Program Management to lead one of RBC ... Drive adoption and change management for delivered AI solutions You're our ideal candidate if you ...
RBC Borealis is seeking an experienced Director of AI Program Management to lead one of RBC ... Drive adoption and change management for delivered AI solutions You're our ideal candidate if you ...
Strategic Program Leadership, Stakeholder Management, and Change Management: Support strategy ... RBC strives to deliver this through policies and programs intended to foster a workplace based on ...
Strategic Program Leadership, Stakeholder Management, and Change Management: Support strategy ... RBC strives to deliver this through policies and programs intended to foster a workplace based on ...
Detailed understanding of RBC Capital Markets organizational structure (front office sales and ... Provide concise and effective updates to the Associate Director, Portfolio Change Management, as ...
Detailed understanding of RBC Capital Markets organizational structure (front office sales and ... Provide concise and effective updates to the Associate Director, Portfolio Change Management, as ...
At RBC Direct Investing, our Regional Heads of Royal Distinction, play a critical part of our team ... Change Management, Professional Presentation Additional Job Details Address: ROYAL BANK PLAZA, 200 ...
At RBC Direct Investing, our Regional Heads of Royal Distinction, play a critical part of our team ... Change Management, Professional Presentation Additional Job Details Address: ROYAL BANK PLAZA, 200 ...
... RBC's ongoing plan to improve risk management controls and governance framework across the ... Ability to balance risk mitigation with operational efficiency and business objectives Change ...
... RBC's ongoing plan to improve risk management controls and governance framework across the ... Ability to balance risk mitigation with operational efficiency and business objectives Change ...
... from RBC's businesses and operations, supported by comprehensive risk management frameworks ... Reporting to the Director, GRM - Wealth Management Canada, the incumbent is responsible for various ...
... from RBC's businesses and operations, supported by comprehensive risk management frameworks ... Reporting to the Director, GRM - Wealth Management Canada, the incumbent is responsible for various ...
We are seeking an experienced Director to lead a team of portfolio managers overseeing ... Management, Product Services, Risk Control Additional Job Details Address: RBC CENTRE, 155 ...
We are seeking an experienced Director to lead a team of portfolio managers overseeing ... Management, Product Services, Risk Control Additional Job Details Address: RBC CENTRE, 155 ...
MANAGER BUS TRANSFORMATION & CHANGE MGMT
Toronto, ON · On-site
CA$126K - CA$176K/yr
... the Director, Insurance & Risk Management and various Division Heads Major Responsibilities ... Leads the change management, education and rollout of the policy and program design. * Researches ...
MANAGER BUS TRANSFORMATION & CHANGE MGMT
Toronto, ON · On-site
CA$126K - CA$176K/yr
... the Director, Insurance & Risk Management and various Division Heads Major Responsibilities ... Leads the change management, education and rollout of the policy and program design. * Researches ...
... from RBC's businesses and operations, supported by comprehensive risk management frameworks ... Reporting to the Director, GRM - Wealth Management North America, the incumbent is responsible for ...
... from RBC's businesses and operations, supported by comprehensive risk management frameworks ... Reporting to the Director, GRM - Wealth Management North America, the incumbent is responsible for ...
RBC CENTRE, 155 WELLINGTON ST W:TORONTO City: Toronto Country: Canada Work hours/week: 37.5 Employment Type: Full time Platform: GROUP RISK MANAGEMENT Job Type: Regular Pay Type: Salaried Posted Date ...
RBC CENTRE, 155 WELLINGTON ST W:TORONTO City: Toronto Country: Canada Work hours/week: 37.5 Employment Type: Full time Platform: GROUP RISK MANAGEMENT Job Type: Regular Pay Type: Salaried Posted Date ...
... Change Management, Resource Coordination, Results-Oriented, Time Management, Waterfall Model Additional Job Details Address: RBC CENTRE, 155 WELLINGTON ST W:TORONTO City: Toronto Country: Canada Work ...
... Change Management, Resource Coordination, Results-Oriented, Time Management, Waterfall Model Additional Job Details Address: RBC CENTRE, 155 WELLINGTON ST W:TORONTO City: Toronto Country: Canada Work ...
Change Management & Enablement Leadership * Develop, execute, and deliver comprehensive Change ... RBC strives to deliver this through policies and programs intended to foster a workplace based on ...
Change Management & Enablement Leadership * Develop, execute, and deliver comprehensive Change ... RBC strives to deliver this through policies and programs intended to foster a workplace based on ...
RBC Direct Investing Inc. and RBC InvestEase Inc. are dynamic, digital-first investment firms ... change management, policy development, training, reporting, and advisory support in respect of ...
RBC Direct Investing Inc. and RBC InvestEase Inc. are dynamic, digital-first investment firms ... change management, policy development, training, reporting, and advisory support in respect of ...
... 10 direct reports. * Experience applying change management methodology to execute operational ... RBC strives to deliver this through policies and programs intended to foster a workplace based on ...
... 10 direct reports. * Experience applying change management methodology to execute operational ... RBC strives to deliver this through policies and programs intended to foster a workplace based on ...
Manager, Program Management
Toronto, ON · On-site
... Change Management, Results-Oriented, Solutions Development Additional Job Details Address: RBC WATERPARK PLACE, 88 QUEENS QUAY W:TORONTO City: Toronto Country: Canada Work hours/week: 37.5 Employment ...
Manager, Program Management
Toronto, ON · On-site
... Change Management, Results-Oriented, Solutions Development Additional Job Details Address: RBC WATERPARK PLACE, 88 QUEENS QUAY W:TORONTO City: Toronto Country: Canada Work hours/week: 37.5 Employment ...
Change Management Director Rbc information

Full-time
Posted 12 days ago
Job description
Job Description
What is your opportunity?
As Director, RBC Wealth Management Canada Compliance, you will play a key leadership role in support of the RBC Dominion Securities Inc. (Retail) (RBC DS) business, Canada's largest investment dealer and wealth management firm. You will be responsible for a broad mandate, which includes: people management, advisory inquiries, complaint handling, regulatory change management, monitoring, internal and external audits, policies and procedures and compliance training.
What will you do?
Manage a team of Compliance Managers who support RBC DS branches across the country.
Address and provide support in respect of client complaints as required; and support internal and external investigations.
Act as the key Compliance representative on significant regulatory changes that impact RBC DS (e.g., CIRO, CSA): Review, interpret and apply rules and rule amendments; provide comments on proposed rules/amendments and consultations; participate in industry working groups; and complete gap assessments against new and amended requirements.
Respond and act as an escalation point as needed to routine and novel/complex inquiries from the RBC DS branch network.
Regulatory Compliance Management responsibilities, including issue oversight and monitoring activities.
Support the RBC DS Chief Compliance Officer on internal and external regulatory audits.
Support policy updates to ensure they reflect regulatory requirements and internal processes.
Provide support to other Compliance team members, including RBC Wealth Management Financial Services Compliance, RBC DS Global (Caribbean) Compliance, the Branch Audit Team and Regulatory Complaints, Inquiries and Investigations.
Provide training on policy and regulatory obligations, to Compliance team members and business partners, as well as other stakeholders.
What do you need to succeed?
Demonstrated expertise and knowledge of the securities industry, compliance practices and legal and regulatory requirements.
10+ years of relevant experience (e.g., financial services, full-service brokerage, wealth management, securities regulatory).
University degree (preference in business, finance, economics, law, accounting).
Demonstrated ability to manage conflict, negotiate and influence decision making when dealing with staff, business partners and key stakeholders.
Ability to effectively manage projects and identify where efficiencies can be realized.
Proven leadership in managing people, projects and establishing policies and procedures.
Effective at delivering on short-term priorities while maintaining a long-term focus.
Excellent written and oral communication skills, including public speaking.
Adaptive to driving and responding to change management.
Nice-to-have
Completion of industry related education
Fluency in French is an asset
What's in it for you?
We thrive on the challenge to be our best, thinking progressively to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits
Leaders who support your development through coaching and managing opportunities
Ability to make a difference and lasting impact
Work in an agile, collaborative, progressive, and high-performing team
The opportunity to interface with executives from many different parts of the organization
Job Skills
Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic ThinkingAdditional Job Details
Address:
City:
Country:
Work hours/week:
Employment Type:
Platform:
Job Type:
Pay Type:
Posted Date:
Application Deadline:
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.
Employment Type: FULL_TIMEAbout Royal Bank of Canada
Sourced by ZipRecruiter
Industry
Banking and credit intermediation
Company size
10,000+ Employees
Headquarters location
Toronto, Ontario, CA